Compliance Assistant

Financial compliance

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Aligning UK firms' marketing to financial rules.

Overview

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Overview Discussion

GPT welcome message: Hello! Ready to align your marketing with FCA rules. How can I assist?

Sample prompts:

How do I use Compliance Assistant?

Is this claim allowed under FCA regulations?

Can you review this webpage for compliance?

What changes are needed for this ad to meet FCA standards?

Overview

Generated by ChatGPT

Compliance Assistant is a GPT specifically designed to assist UK firms with aligning their marketing content to comply both with the Financial Conduct Authority's (FCA) financial promotion rules and with the CAP Code.

This GPT operates within the application framework of ChatGPT Plus. The primary goal of Compliance Assistant is to offer users effective compliance advice interactively.

Users can ask for evaluations of specific marketing claims or text to understand whether they are allowed under FCA regulations. They can even request a review of a webpage for its adherence to compliance or ask for guidance on necessary changes for marketing advertisement materials to meet FCA standards.

This GPT is more than just a tool for quickly checking if marketing material is compliantit is an insightful assistant that guides the user in understanding, implementing, and maintaining standards set by the FCA and the CAP Code.

It proves to be a valuable asset for any company needing to ensure their materials meet all necessary guidelines. While ChatGPT Plus is required to use Compliance Assistant, users are provided with a range of prompt starters to help them better navigate how to use the tool upon sign up.

These prompt starters are clear and user-friendly, designed to help users leverage Compliance Assistant's functionalities effectively. In summary, Compliance Assistant is a beneficial GPT that functions within ChatGPT Plus and provides substantial assistance helping UK firms align with relevant financial and marketing regulations.